Published by EH.NET (July 2002)
Michael McCormick, Origins of the European Economy: Communications and
Commerce, AD 300-900. New York: Cambridge University Press, 2002. xxviii +
1101 pp. $60 (hardback), ISBN: 0-521-66102-1.
Reviewed for EH.NET by David Griffiths, Oxford University.
Much water has passed down the Rh?ne, Danube and Nile since Henri Pirenne’s
seminal masterpiece Mohammed and Charlemagne was published on the eve of
the Second World War. Much of Pirenne’s premise has been shown by subsequent
work to be faulty: certainly the idea that north-western Europe was cut off
from the newly-Islamic Mediterranean from the seventh century AD (thereby
causing it to develop a dynamic economic focus within the Frankish realm of
Charlemagne) has been comprehensively disproved not only by archaeology but
also by a more inquisitive reading of the contemporary documents. The test of
greatness of historical theses, however, is not that they remain as a permanent
orthodoxy, for few ever do, but that they become a permanent inspiration to
further work.
In this Pirenne has his claim to intellectual immortality. Michael McCormick’s
vast contribution is couched explicitly and implicitly in terms which Pirenne
would have recognised instantly as his own parameters: the search for
explanation of the origins of Medieval European culture, economic behavior and
urbanization in the aftermath of the collapse of the western Roman Empire, the
motor of trade and travel, and the centrality of the reign and personality of
Charlemagne. Where Sture Bolin and Maurice Lombard led the way in revising
Pirenne’s thesis — by making the Christian and Arab Mediterranean a
motivating, not an inhibiting influence on Carolingian Europe — McCormick has
followed with a heavy freight of supportive detail.
The book sets out its stall as covering the period AD 300-900, but the heart of
its message is really the latter two centuries from 700 to 900: the Carolingian
Age. Eleven hundred and one pages (including appendices and bibliography)
provide a narrative of thematic coverage (trade, pilgrimage, diplomacy,
manufacturing) set within an extensive and complex record of contemporary
individual experience.
Origins of the European Economy is a product of arduous, ambitious,
serious historical scholarship. It quite simply could not have been written in
this form ten years ago, let alone when Pirenne was alive, since it depends for
its analytical powers on the use of computerized word recognition on digitized
texts, and on databases for marshalling, quantifying and synthesizing the
disparate documentary and numismatic information available in a diverse range
of sources. McCormick’s signal achievement is to have trawled the relevant
literature, much of which has now been digitized, and brought together 669
references to travelers in the post-Roman Mediterranean world, many of which
had languished in primary obscurity until this illuminating synthesis. These
are supplemented with far-reaching studies of the relic trade, amber and coin
movements and slavery. McCormick’s numismatic antennae have no doubt been
sharpened by his association with Philip Grierson, and his easy familiarity
with the detail of European geography is impressive. The footnotes are rich
with referencing, argument and explanation, tracing the gestation of the book
in miniature and showing the extraordinary extent of the author’s encounter
with the primary and secondary literature in numerous ancient and modern
languages.
McCormick’s method of approach to the sources is prosopography — he deals in
life stories (and he is by no means alone in this — a large published
prosopography of Byzantine authors between 641 and 867 has just been completed
in German (F. Winkelmans, 2002)). Most of the historical glimpses assembled
here are principally or ostensibly individual accounts of pilgrimage and
diplomacy, but McCormick encourages us to read between the lines and extract
the hidden information — the incidental becomes the primary: a documented
transit of a pilgrim or Byzantine diplomat through a port such as Marseilles,
Naples or Tartus, or a sea voyage at a certain time of year, activates a search
for historical and archaeological evidence for trading systems, harborage and
urbanism.
The book is rich with practical details of early medieval travel, the storms,
fevers, delays, miracles and pirates. Some of the personalities we follow, such
as St. Willibald, Cyril and Methodius, are well-known to those with an interest
in this period. Others, such as the pilgrims Bernard and Gregory Akritas, or
the envoys Amalarius, Marinus, Michael and Theophylact, are rather less so.
Willibald’s voyage via Naples, Catania and Monemvasia to Ephesus and eventually
to Jerusalem is milked for every scrap of informative incidental detail.
Occasionally the anecdotal style imposes its own momentum and the thematic
content seems to recede, but McCormick is surely right when he states: “This
approach to communications in the Mediterranean Basin suggest that there was
considerably more going on than has hitherto been recognised by research which
focused exclusively on explicitly documented instances of trade” (p. 438).
Unlike some of his European counterparts amongst historians, McCormick is also
archaeologically literate, recognizing the huge advances of the last thirty
years, but accurately hitting upon many of the remaining lacunae, both in
Mediterranean urban archaeology and in northern Europe: his plea for further
investigations of the inland market sites of the Frankish realm such as Cologne
is particularly topical. However, he occasionally displays his credentials as a
resident of the historical end of the interdisciplinary spectrum, for instance
describing the fruits of archaeological labors as “excruciatingly local” (p.
791): how could they be anything else?
The book is divided into five sections, each dealing with a major sub-theme
under the main title: the end of the Roman Empire, the personalities and
objects which traveled; the means and patterns of overland and maritime
communication, and finally the implications for trade. There are clear chapters
dealing with regions, industries and commodities, which are supported by 40
maps and 82 tables (but only 16 pictorial figures) in the main text alone. The
maps are consistent, clear and accurate, and oblique perspectives give some of
them additional impact. Where deployed, this optical trick is almost always
Mediterranean-centered, but Map 20.4 of the ‘northern arc’ shows some
willingness to experiment with standard geographic conventions by turning the
map on its head. Almost completely missing from this book, however, is what
might be termed the ‘western arc.’ Europe’s Atlantic seaboard is far more than
a periphery beyond a periphery, and what is loosely termed the ‘Celtic West’
played as dynamic and well-traveled a role, particularly in European religious
affairs, as the people of many a southern or central European region. An Irish
reviewer, for instance, might well feel justifiably aggrieved about this.
Occupying 171 pages towards the end of the book are appendices listing
Mediterranean travelers and communications, 700-900; mentions of mancosi
to 850; and catalogues of Arab and Byzantine coins in the west. The appendices
alone are a considerable achievement, although McCormick is clearly aware that
they will have a fairly limited shelf-life, as the research continues. In this
context, there is a curious disjuncture between the methodology of the book and
its style of presentation: a mass of detail has been sorted, analyzed and
synthesized digitally, yet it is presented in immutable form, frozen in print
and impervious to manipulation by the reader and fellow-researcher. One is left
wishing that a CD or DVD.ROM, or possibly an invitation to visit a designated
website could have been found tucked into the back cover to unlock the
possibility of self-motivated exploration — at least of the raw data presented
here in the appendices if not the texts themselves — which the author himself
has described in such exciting terms.
Despite grappling with the uncertainties of what are still sometimes referred
to as the ‘dark ages,’ this book is written in the style of straightforward
economic history. Argument based on statistical flow-charts, histograms and
percentages looms large: this book will be a lesson to anyone who still thinks
the documentary sources for the post-Roman Mediterranean defy a quantitative
approach by their sparseness. The number of references to voyages by year and
season, or the value of slaves in different areas of the Mediterranean, for
instance are presented in graphic form. There is a relentless empirical logic
to McCormick’s approach — this is history-writing by frontal assault with
plenty of logistical support rather than by deft footwork or mere good luck. As
any military historian will confirm, luck and quick thinking might win battles,
but strategy, endurance, organization and resources win wars. McCormick has all
of these things, and this is indeed a monumental and inspiring achievement.
Cambridge University Press is to be congratulated on a polished and well-edited
production.
In a new century when Dublin or Helsinki have as good a claim to be the
economic dynamos of Europe as Paris or the Rhineland (the Franco-German ‘axis’
which created the European Union in the 1950s — choosing Charlemagne as its
hero — now looks not a little tired), the historical meaning of ‘Europe’
itself needs re-visiting. McCormick is rightly skeptical about the ‘Roman
Economy’ as a single normative historical construct, but what of the ‘[early]
European Economy’? — surely an even more diffuse and varied concept. We need
to continue disentangling what ‘an economy’ can mean realistically in the
pre-modern period, where new and old religions, pilgrimage, war, despotism,
weather, trade, diplomacy, piracy, slavery and disease all add up a complex
brew of factors in growth and contraction, seen through the cloudy lens of over
a hundred decades. The detail of this book will help greatly to identify and
illuminate the workings of these forces.
McCormick concludes as he set out to show: that the post-Roman Mediterranean,
together with the Arab Middle East and the Viking North, were indeed alive with
traffic and trade, and that Charlemagne and his contemporaries looked south and
east for their inspiration in powerful and fundamental ways. When picking up
the book for the first time, it seemed overly massive — more like a doctoral
thesis of old. Any fears of unnecessary verbosity and turgidity are misplaced,
however: the book has actually quite a spare style — and 1101 pages ultimately
seem hardly adequate to serve this root-and-branch review of a core theme in
European history. This is a noble addition to the school inspired by Pirenne,
and will no doubt still be around in another sixty years’ time.
David Griffiths, PhD, FSA Scot., teaches Archaeology at Oxford University,
where he is a Fellow of Kellogg College. A specialist in the social and
economic archaeology of Early Medieval Britain, Ireland and Scandinavia, he is
currently researching non-urban coastal market sites. His book The Making of
Kingdoms (with T. Dickinson, Oxford, 1999) has reached a worldwide
audience, and his chapter “Exchange, Trade and Urbanisation” will soon appear
in the Short Oxford History of the British Isles (Volume: AD 800-1100,
edited by Wendy Davies).