Van der Eng, P., Economic History of Southeast Asia

Economic History of Southeast Asia

The Australian National University
Faculty of Economics and Commerce
Department of Economic History

Emerging Southeast Asia:
The Economic Rise of AustraliaÕs Neighbours
(ECHI2108 and ECHI2118)


Second Semester 1997 Dr Pierre van der Eng
Lectures in CRISP G007 Room 2094, Copland building
Monday 13.00-14.00 email: pierre.vandereng@anu.edu.au
Thursday 12.00-13.00 Tel. (06) 249 5438 (voicemail)
Fax (06) 249 5792
http//beatbox.anu.edu.au/faculty/departments/ecohist


1. Outline

Most of AustraliaÕs neighbouring countries in Southeast Asia 
have experienced dramatic economic change during the last few 
decades. There is no unanimity about the causes of this 
Ôeconomic miracleÕ, despite widespread academic debate in 
recent years. There is also no agreement on why such miracles 
did not occur at an earlier stage. This unit aims to 
introduce students to key topics in the economic history of 
Southeast Asia, putting the rapid changes of recent decades 
in a long-term perspective reaching back into the 19th 
century. 

Discussing Southeast Asia as a region may suggest that all 
countries shared the same experience. These countries may now 
increasingly identify themselves as a global region, but 
there have always been major dissimilarities. Today the 
region comprises countries at different stages of 
development. Burma and the countries of former Indochina 
(Laos, Cambodia and Vietnam) are among the poorest in the 
world, while average income in Singapore exceeds that of 
Australia. Recent economic growth has been formidable in 
Thailand, Malaysia and Indonesia, but poor in the 
Philippines. Such differences are actually a good reason to 
discuss Southeast Asia as a region, because contrasting 
experiences help to identify the fundamental factors which 
underlie economic development or the absence of such change 
in the past.

2. Requirements

Economics 1 or Economics for Social Scientists. Students can 
be admitted at the discretion of the head of the Department 
of Economic History. Although economic history is an 
interdisciplinary field of study, with close relationships to 
e.g. history, economics, politics, geography and demography, 
no prior knowledge of these disciplines is required.
You are expected to attend lectures and tutorials, which 
generally cover different subjects. You will also make one 
tutorial presentation, submit an essay and sit a written 
examination at the end of the unit. The proposed assessment 
is 50% examination, 40% essay, 5% tutorial presentation and 
5% tutorial attendance and participation.
The publications listed in this outline form the starting 
point for the study of individual topics. You are not 
expected to rely on these works only. You should try to 
READ WIDELY during the unit, especially when preparing essays. 

3. Relation to ÔSouth-East Asian Economic Policy and 
DevelopmentÕ

There are some major differences between this unit and South-
East Asian Economic Policy and Development, taught by Dr Hal 
Hill in the Department of Economics. For instance, this unit 
is not restricted to Singapore and the ASEAN-4, covers 
economic change since the mid-19th century, and analyses 
interdisciplinary aspects of economic development. 
Students who go on to do South-East Asian Economic Policy and 
Development will find that it provides an exciting in-depth 
elaboration of current issues which can only be discussed in 
brief during this unit. 

4. Lectures

1.  21 July  Introduction to the unit
2.  24 July  Southeast Asia before 1800
3.  28 July  Population growth and population density
4.  31 July  Subsistence agriculture
5.  4 August  Economic growth and structural change
6.  7 August  Choice of technology in agricultural production
7.  11 August  The pre-war rice economy
8.  14 August  Labour supply and migration
9.  18 August  Pre-war international trade: structure and 
growth
10.  21 August  Primary commodities, the terms-of-trade 
debate
11.  25 August  Foreign investment and Ôcolonial drainÕ
12.  28 August  Transport and market integration
13.  1 September  The establishment of monetary systems
14.  4 September  The development of financial systems
15.  8 September  Fiscal policies: A quest for revenues
16.  11 September  The changing mandate of governments
17.  15 September  The role of the Chinese
18.  18 September  The impact of the international crisis in 
the 1930s
19.  9 October  The Japanese occupation (1941-45) in long-
term perspective
20.  13 October  Economic nationalism, import-substituting 
industrialisation
21.  16 October  The Ôgreen revolutionÕ in rice agriculture
22.  20 October  Dimensions of recent rapid growth in ASEAN
23.  23 October  ASEAN and the ÔEast Asian modelÕ of 
development
24.  27 October  Changes in income distribution
25.  30 October  Australia and Southeast Asia


5. Reading for Lectures

The recommended reading for the unit is: Ian Brown (1997) 
Economic Change in South-East Asia, c.1830-1980. Kuala 
Lumpur: Oxford UP (hardback, $55.-). This book is not 
compulsory. Students can purchase a reader, which contains 
the essential minimum reading for the unit. A total fee of 
$30 is payable for photocopied materials for this unit, which 
includes the brick and additional material handed out at 
lectures and tutorials. The brick can be obtained from the 
administrator of the Department of Economic History (Copland 
building, room 2098). The brick is also placed in the reserve 
section of the Chifley library.
If you are not familiar with the countries in the region, you 
should read a concise history of the area before starting the 
unit. Section 10.1 contains several introductory textbooks, 
of which Osborne (1990, or later edition) is recommended.
The lectures will discuss specific topics relevant to 
understanding long-term economic change, or the absence 
thereof, in Southeast Asia. These topics have not all been 
studied for all countries in the region, certainly not in a 
comparative perspective. Several of the articles in the 
reader will therefore introduce you to a general topic, or a 
topic for one particular country only. The respective lecture 
will discuss the topic, using handouts containing information 
on other countries. 
Spare copies of all hand-outs for the unit will be kept in a 
designated filing cabinet outside the office of the 
departmental administrator. Please file your copies carefully 
and do not take more than one copy of any handout. Lectures 
will be taped. Tapes and lecture notes are available from 
ChifleyÕs library reserve section.

All items marked with (*  ) in the reading lists for lectures 
and tutorials are compulsory reading for the examination and 
the tutorials and are contained in the reading brick. All 
items marked with (*) and (-) are additional reading. The 
mark (*) indicates that the item has been placed in the 
library-reserve at Chifley. You may wish to study the 
additional reading, if you intend to write an essay on the 
subject (see section 7). The list is NOT exhaustive. Section 
10 provides further general references for each of the 
countries in the region, which you can use to uncover other 
sources.

1.  21 July  Introduction

*  Booth, A. (1991) ÔThe Economic Development of Southeast 
Asia: 1870-1985Õ, Australian Economic History Review, 31, 
No.1, pp.20-52.

2.  24 July  Southeast Asia before 1800

*  Kirk, W. (1990) ÔSouth East Asia in the Colonial Period: 
Cores and Peripheries in Development ProcessesÕ in Dwyer, 
D.J. (ed.) (1990) South East Asian Development: Geographical 
Perspectives. (Burnt Mill: Longman) pp.15-47.
-  Reid, A.J.S. (1992) ÔEconomic and Social Change, c.1400-
1800Õ in N. Tarling (ed.) The Cambridge History of Southeast 
Asia. Volume 1: From Early Times to c.1800. (Cambridge: 
Cambridge UP) pp.460-507. Menzies DS525.T37

3.  28 July  Population growth and population density

*  Zelinsky, W. (1950) ÔThe Indochinese Peninsula: A 
Demographic AnomalyÕ, Far Eastern Quarterly, 9, pp.115-145. 
*  Owen, N.G. (1987) ÔThe Paradox of Nineteenth-Century 
Population Growth in Southeast Asia: Evidence from Java and 
the PhilippinesÕ, Journal of Southeast Asian Studies, 18, 
pp.45-57. 
*  Brown, I. (1997) Economic Change in South-East Asia, 
c.1830-1980. (Kuala Lumpur: Oxford UP) chapter 6. Chifley 
reserve HC441.B75
-  Hirschman, Ch. (1994) ÔPopulation and Society in 
Twentieth-Century Southeast AsiaÕ, Journal of Southeast Asian 
Studies, 25, pp.381-416. Menzies 6DS501.J62

4.  31 July  Subsistence agriculture

*  Hill, R.D. (1979) ÔTribal and Peasant AgricultureÕ in R.D. 
Hill (ed.) South East Asia: A Systematic Geography. (Kuala 
Lumpur: Oxford UP) pp.78-102. 
*  Brown, I. (1997) Economic Change in South-East Asia, 
c.1830-1980. (Kuala Lumpur: Oxford UP) chapter 8. Chifley 
reserve HC441.B75
-  Ellis, F. (1988) ÔPeasantsÕ in Peasant Economics: Farm 
Households and Agrarian Development. (Cambridge: Cambridge 
UP) pp.3-16. Chifley HD1542.E43

5.  4 August  Economic growth and structural change

*  Grigg, D. (1975) ÔThe WorldÕs Agricultural Labour Force, 
1800-1970Õ, Geography, 60, pp.194-202.
*  Maddison, A. (1994) ÔExplaining the Economic Performance 
of Nations, 1820-1989Õ in W.J. Baumol et al. (eds.) 
Convergence of Productivity: Cross-National Studies and 
Historical Evidence. (New York: Oxford UP) pp.20-39. 

6.  7 August  Choice of technology in agricultural production

*  Van der Eng, P. (1992) ÔFood Supply and Agricultural 
DevelopmentÕ in W. Ivens (ed.) World Food Production. 
(Heerlen: Open Universiteit, 1992) pp.89-115.

7.  11 August  The pre-war Asian rice economy

*  Siamwalla, A. (1972) ÔLand, Labour and Capital in Three 
Rice-Growing Deltas of Southeast Asia 1800-1940.Õ Economic 
Growth Center Discussion Paper No.150. New Haven: Yale 
University. 
*  Latham, A.J.H. (1988) ÔFrom Competition to Constraint: The 
International Rice Trade in the 19th and 20th CenturiesÕ, 
Business and Economic History, 17, pp.91-102.
-  Coclanis, P.A. (1993) ÔSoutheast AsiaÕs Incorporation into 
the World Rice Market: A Revisionist ViewÕ, Journal of 
Southeast Asian Studies, 24, pp.251-267. Menzies 6DS501.J62

8.  14 August  Labour supply and migration

*  Latham, A.J.H. (1986) ÔSoutheast Asia: A Preliminary 
Survey, 1800-1914Õ in L. de Rosa and I.A. Glazier (eds.) 
Migration across Time and Nations: Population Mobility and 
Historical Contexts. (New York: Holmes and Meier) pp.11-29.
*  Feeny, D. (1993) ÔThe Demise of CorvŽe Labour and Slavery 
in Thailand, 1832-1913Õ in M. Klein (ed.) Breaking the 
Chains: Slavery, Bondage and Emancipation in Modern Africa 
and Asia. (Madison: University of Wisconsin Press) pp.64-82.
*  Brown, I. (1997) Economic Change in South-East Asia, 
c.1830-1980. (Kuala Lumpur: Oxford UP) chapters 3 and 11. 
Chifley reserve HC441.B75
-  Pillai, P.P. (ed.) (1947) Labour in South East Asia: A 
Symposium. New Delhi: Indian Council of World Affairs. 
Chifley HD8666.P5

9.  18 August  Pre-war international trade: structure and 
growth

*  Wong Lin Ken (1978) ÔSingapore: Its Growth as an Entrepot 
Port, 1819-1941Õ, Journal of Southeast Asian Studies, 9, 
pp.50-84. 
-  Booth, A. (1992) ÔInternational Trade and Domestic 
Economic Development: An Indonesian Case StudyÕ in M. Arsjad 
Anwar et al. (eds.) Pemerikan, Pelaksanaan dan Perintisan 
Pembangunan Ekonomi. (Jakarta: Gramedia) pp.99-152. Menzies 
OS 1864546
*  Brown, I. (1997) Economic Change in South-East Asia, 
c.1830-1980. (Kuala Lumpur: Oxford UP) chapter 2. Chifley 
reserve HC441.B75
-  Castro, A.A. (1965) ÔPhilippine-American Tariff and Trade 
Relations, 1898-1954Õ, Philippine Economic Journal, 4, pp.29-
56. Chifley 6HC6.P6P6
-  OÕBrien, P.K. (1984) ÔThe Third World in the International 
Economy, 1850-1950: Some Historical PerspectivesÕ, Rivista di 
Storia Economica, 1, pp.144-178. ANL S330.5 RIV

10.  21 August  Primary commodities, the terms-of-trade 
debate

*  Booth, A. (1990) ÔForeign Trade and Domestic Development 
in the Colonial EconomyÕ in A. Booth et al. (eds.) Indonesian 
Economic History in the Dutch Colonial Era. (New Haven: Yale 
Southeast Asia Studies) pp.267-295. 
-  Diakosavvas, D. and P.L. Scandizzo (1991) ÔTrends in the 
Terms of Trade of Primary Commodities, 1900-1982: The 
Controversy and Its OriginsÕ, Economic Development and 
Cultural Change, 39, pp.231-264. Chifley 6HC10.E24

11.  25 August  Foreign investment and Ôcolonial drainÕ

*  Golay, F.H. (1976) ÔSoutheast Asia: The "Colonial Drain" 
RevisitedÕ in C.D. Cowan and O.W. Wolters (eds.) Southeast 
Asian History and Historiography. (Ithaca: Cornell UP) 
pp.368-387. 
-  Lebergott, S. (1980) ÔThe Returns to U.S. Imperialism, 
1890-1929Õ, Journal of Economic History, 40, pp.229-252. 
Chifley 6HC10.J68
-  Van der Eng, P. (1993) ÔThe "Colonial Drain" from 
Indonesia, 1823-1990.Õ Research School of Pacific Studies, 
Economics Division Working Paper Southeast Asia No.93/2. 
Canberra: ANU. Chifley 6HC10.E327 No.93/2

12.  28 August  Transport and market integration

*  Dick, H.W. and P.J. Rimmer (1992) ÔThe Diffusion of Modern 
Transport and Communications Technologies in Southeast Asia.Õ 
Unpublished paper.
-  Corpuz, A.G. (1989) Railroads and Regional Development in 
the Philippines: Views from the Colonial Iron Horse 1875-
1935. PhD thesis, Cornell University, Ithaca. Chifley 
HE3348.C67
*  Dick, H.W. (1990) ÔInterisland Trade, Economic 
Integration, and the Emergence of the National EconomyÕ in A. 
Booth et al. (eds.) Indonesian Economic History in the Dutch 
Colonial Era. (New Haven: Yale Southeast Asia Studies) 
pp.296-321. Chifley reserve HC447.I53
-  Holm, D.F. (1977) The Role of the State Railways in Thai 
History, 1892-1932. PhD thesis, Yale University, New Haven. 
Chifley HE3389.T4.H64
-  Kaur, A. (1985) Bridge and Barrier: Transport and 
Communications in Colonial Malaysia, 1870-1957. Oxford: 
Oxford UP. Chifley HE273.6.A2.K38

13.  1 September  The establishment of monetary systems

*  Van der Eng, P. (1993) ÔThe Silver Standard and AsiaÕs 
Integration into the World Economy, 1850-1914.Õ Working 
Papers in Economic History No.175. Canberra: ANU. 
-  Klein, P.W. (1990) ÔDutch Monetary Policy in the East 
Indies 1602-1942: A Case of Changing ContinuityÕ in E.H.G. 
van Cauwenberghe (ed.) Money, Coins and Commerce. (Leuven: 
Leuven UP) pp.419-453. Chifley HG231.M65

14.  4 September  The development of financial systems

*  Van Laanen, J.T.M. (1990) ÔBetween the Java Bank and the 
Chinese Moneylender: Banking and Credit in Colonial 
IndonesiaÕ in A. Booth et al. (eds.) Indonesian Economic 
History in the Dutch Colonial Era. (New Haven: Yale Southeast 
Asia Studies) pp.244-66.
-  Lee Sheng-yi (1986) The Monetary and Banking Development 
of Singapore and Malaysia. Singapore: Singapore University 
Press. Chifley HG1250.6.C4
-  Patrick, H.T. (1965/66) ÔFinancial Development and 
Economic Growth in Underdeveloped CountriesÕ, Economic 
Development and Cultural Change, 14, pp.174-189. Chifley 
6HC10.E24

15.  8 September  Fiscal policies: A quest for revenues

*  Golay, F.H. (1984) ÔThe Search for RevenuesÕ in P.W. 
Stanley (ed.) Reappraising an Empire: New Perspectives on 
Philippine-American History. (Cambridge: Harvard UP) pp.231-
260. 
-  Hlaing, U Aye (1973) ÔPublic Finance and Public Policy in 
Burma, 1870-1940Õ, Journal of the Burma Research Society, 56, 
pp.1-29. Menzies 6DS527.B87

16.  11 September  The changing mandate of governments

*  Booth, A. (1990) ÔThe Evolution of Fiscal Policy and the 
Role of the Government in the Colonial EconomyÕ in A. Booth 
et al. (eds.) Indonesian Economic History in the Dutch 
Colonial Era. (New Haven: Yale Southeast Asia Studies) 
pp.210-243.
*  Brown, I. (1997) Economic Change in South-East Asia, 
c.1830-1980. (Kuala Lumpur: Oxford UP) chapter 12. Chifley 
reserve HC441.B75

17.  15 September  The role of the Chinese

*  Somers-Heidhues, M.F. (1974) ÔChinese in Southeast Asian 
Economic Life: The Commercial ManÕ in Southeast AsiaÕs 
Chinese Minorities. (Hawthorn: Longman) pp.8-29.
*  Brown, I. (1997) Economic Change in South-East Asia, 
c.1830-1980. (Kuala Lumpur: Oxford UP) chapter 13. Chifley 
reserve HC441.B75
*  DFAT (1995) Overseas Chinese Business Networks in Asia. 
Canberra: East Asia Analytical Unit, DFAT. Chifley reserve 
2023408 (new books)
-  Mackie, J.A.C. (1992), ÔOverseas Chinese 
EntrepreneurshipÕ, Asian-Pacific Economic Literature, 6, 
No.1, pp.41-64. Chifley 6HC10.A77

18.  18 September  The impact of the international crisis in 
the 1930s

*  Brown, I. (1997) ÔThe Inter-War CrisisÕ in Economic Change 
in South-East Asia, c.1830-1980. (Kuala Lumpur: Oxford UP) 
pp.216-229.
-  Brown, I. (1986) ÔRural Distress in South East Asia during 
the World Depression of the Early 1930sÕ, Journal of Asian 
Studies, 5, pp.995-1025.
-  Goswami, O. (1986) ÔThe Depression, 1930-1935: Its Effects 
on India and IndonesiaÕ, Itinerario, 10, No.1, pp.163-176. 
Menzies 6JV2.I7
-  Owen, N.G. (1989) ÔSubsistence in the Slump: Agricultural 
Adjustment in the Provincial PhilippinesÕ in I. Brown (ed.) 
The Economies of Africa and Asia in the Inter-War Depression. 
(London: Routledge) pp.95-114. Chifley HC800.E3

19.  9 October  The Japanese occupation (1941-45) in long-
term perspective

*  Brown, I. (1994) ÔSome Closing RemarksÕ in S. Sugiyama and 
M.C. Guerrero (eds.), International Commercial Rivalry in 
Southeast Asia in the Interwar Period. (New Haven: Yale 
Southeast Asia Studies) pp.214-222.
-  Bui Minh Dung (1995) ÔJapanÕs Role in the Vietnamese 
Starvation of 1944-45Õ, Modern Asian Studies, 29, pp.573-618. 
Menzies 6DS1.M6
-  Marshall, J. (1995) To Have or Have Not: Southeast Asian 
Raw Materials and the Origin of the Pacific War. Berkeley: 
University of California Press. Chifley D741.M275
-  Post, P. (1993) ÔJapan and the Integration of the 
Netherlands East Indies into the World Economy, 1868-1942Õ, 
Review of Indonesian and Malaysian Affairs, 27, pp.134-165.
-  Sato, S. (1994) War, Nationalism and Peasants: Java under 
the Japanese Occupation. Sydney: Allen and Unwin. Menzies 
DS646.27.S35
-  Swan, W.L. (1986) ÔJapanese Economic Activities in SiamÕ, 
South East Asian Review, 12, pp.1-133. Menzies 6DS501.S588

20.  13 October  Economic nationalism, import-substituting 
industrialisation

*  Myint, H. (1967) ÔThe Inward and Outward Looking Countries 
of Southeast AsiaÕ, Malayan Economic Review, 12, pp.1-13. 
*  Golay, F. et al. (1969) ÔEconomic Nationalism in Southeast 
AsiaÕ in Underdevelopment and Economic Nationalism in 
Southeast Asia. (Ithaca: Cornell UP) pp.1-20. 
-  Myint, H. (1972) ÔSoutheast AsiaÕs Economy before 1970Õ in 
Southeast AsiaÕs Economy. Development Policies in the 1970s. 
(London: Penguin) pp.23-41. Chifley HC412.H55
-  Paauw, D. (1963) ÔEconomic Progress in Southeast AsiaÕ, 
Journal of Asian Studies, 23, pp.69-92. Menzies 6DS1.M6

21.  16 October  The Ôgreen revolutionÕ in rice agriculture

*  Grigg, J. (1991) ÔRice Cultivation, the Green Revolution 
and Agrarian ChangeÕ in Southeast Asia: A Region in 
Transition. (London: Unwin Hyman) pp.33-56.
*  Brown, I. (1997) Economic Change in South-East Asia, 
c.1830-1980. (Kuala Lumpur: Oxford UP) chapter 16. Chifley 
reserve HC441.B75
-  Jayasuriya, S.K. and R.T. Shand (1986) ÔTechnical Change 
and Labor Absorption in Asian Agriculture: Some Emerging 
TrendsÕ, World Development, 14, pp.415-428. Chifley 6HC10.W56

22.  20 October  Dimensions of recent rapid growth in ASEAN

*  Hill, H. (1994) ÔASEAN Economic Development: An Analytical 
Survey - The State of the FieldÕ, Journal of Asian Studies, 
53, pp.832-866.

23.  23 October  ASEAN and the ÔEast Asian modelÕ of 
development

*  Smith, H. (1995) ÔIndustry Policy in East AsiaÕ, Asian-
Pacific Economic Literature, 9, No.1, pp.17-39. 
-  MacIntyre, A. (1994) ÔBusiness, government and 
development: Northeast and Southeast Asian comparisonsÕ in A. 
MacIntyre (ed.) Business and Government in Industrialising 
Asia. (Ithaca: Cornell UP) pp.1-28. Chifley HF1591.B87

24.  27 October  Changes in income distribution

*  Oshima, H.T. (1994) ÔThe Impact of Technological 
Transformation on Historical Trends in Income Distribution of 
Asia and the WestÕ, The Developing Economies, 32, pp.237-255.
-  Bhanoji Rao, V.V. (1986) ÔIncome Distribution in East 
Asian Developing CountriesÕ, Asian-Pacific Economic 
Literature, 2, pp.26-45. Chifley 6HC10.A77
-  Krongkaew, M. (1994) ÔIncome Distribution in East Asian 
Developing Countries: An UpdateÕ, Asian-Pacific Economic 
Literature, 8, No.2, pp.58-73. Chifley 6HC10.A77

25.  30 October  Australia and Southeast Asia

*  Arndt, H.W. (1968) ÔTrade Relations between Australia and 
IndonesiaÕ in Australia and Asia: Economic Essays. (Canberra: 
ANU Press) pp.31-52.
-  Arndt, H.W. (1980) ÔEconomic Relations between Australia 
and IndonesiaÕ in J.A.C. Mackie (ed.) Indonesia: The Making 
of a Nation. (Canberra: ANU Press) pp.741-754. Menzies 
DS615.I5
-  Fynmore, R. and H. Hill (1993) ÔOverviewÕ in AustraliaÕs 
Business Challenge. South-East Asia in the 1990s. (Canberra: 
East Asia Analytical Unit, DFAT) pp.xix-xlix. Chifley 
HF3948.A5A87
-  Tweedie, S. (1994) Trading Partners: Australia & Asia 
1790-1993. Sydney: UNSW Press) chapters 1-6 and 9. Chifley 
HF3948.A78T93


6. Tutorials

During the first week you are expected to sign up for a 
tutorial group of your choice on lists on the designated 
noticeboard in the Department of Economic History corridor. 
During this week you will also select a topic for a tutorial 
presentation to your tutorial group from the list below. You 
will nominate your topic during the first tutorial in the 
second week of the semester.
The tutorials serve two purposes. Firstly, to discuss 
tutorial questions about the reading and the lectures of the 
previous week. These questions will be handed out a week in 
advance. Secondly, to discuss an article on an aspect of the 
economic development of Southeast Asia, listed below. One 
student or a group of students will critically assess the 
article. Two or three students can share a presentation, 
provided they work together to structure the presentation. 
The presentations have to be succinct, to the point and last 
at most 15 minutes. They will be followed by discussion. The 
items marked (*  ) are the essential minimum reading for 
anyone attending the tutorial and can be found in the reading 
brick. 
A presentation may contain data in tabulated or graphic form 
if it enhances the general argument, provided that 
photocopies of tables and graphs are distributed to the group 
before the presentation. 
The paper will be largely assessed on oral presentation, but 
the notes (up to 1,000 words) have to be handed in as well. 
These will be used to provide more detailed comments in case 
you would like to write an essay on the subject. The 
presentation will count for 5% of the final assessment. 
Failure to present a paper results in a loss of the 5%, 
unless a medical certificate is provided. 
Tutorial presence will be recorded. Together with your 
answers to the tutorial questions, your presence and 
participation will count for 5% of the final mark.


7. Tutorial program

1.  Introduction, organisation of the tutorials, distribution 
of topics
  (week beginning 28 July)

2.  Topic A: Opium dealing and revenue farming
  (week beginning 4 August)

Why did governments in Southeast Asia rely heavily on income 
from revenue farms during the 19th century? Why was income 
from opium farms so prominent?
*  Butcher, J. (1993) ÔRevenue Farming and the Changing State 
in Southeast AsiaÕ in J. Butcher and H. Dick (eds.) The Rise 
and Fall of Revenue Farming: Business Elites and the 
Emergence of the Modern State in Southeast Asia. (New York: 
St.MartinÕs Press) pp.19-44.

3.  Topic B: Sugar production in Java
  (week beginning 11 August)

Why was the cane sugar industry in colonial Java hailed as 
one of the most efficient in the world? Why did it experience 
a massive decline in the 1930s? 
*  Boomgaard, P. (1988) ÔTreacherous Cane: The Java Sugar 
Industry between 1914 and 1940Õ in B. Albert and A. Graves 
(eds.) The World Sugar Economy in War and Depression 1914-40. 
(London: Routledge) pp.157-169.

4.  Topic C: Small and large-scale tin mining 
  (week beginning 18 August)

Why did Chinese small-scale producers, rather than Western 
enterprise long dominate tin production in Malaya?
*  Wong Lin Ken (1964) ÔWestern Enterprise and the 
Development of the Malayan Tin Industry to 1914Õ in D.D. 
Cowan (ed.) The Economic Development of Southeast Asia. 
(London: Allen and Unwin) pp.127-153.

5.  Topic D: Rubber production by plantations and 
smallholders
  (week beginning 25 August)

Why were smallholders eventually more successful than Western 
plantations in expanding rubber production in Malaya and 
Indonesia? 
*  Barlow, C. et al. (1994) ÔThe History of Natural RubberÕ 
in The World Rubber Industry. (London: Routledge) pp.30-53. 

6. Topic E: Intra-Asian trade
  (week beginning 1 September)

What was the role of Asian markets in the development of 
foreign trade (exports and imports) in Southeast Asia? 
*  Sugihara, K. (1986) ÔPatterns of AsiaÕs Integration into 
the World Economy, 1880-1913Õ in C. Knick Harley (ed.) (1996) 
The Integration of the World Economy, 1850-1914: Volume II. 
(Cheltenham: Elgar) pp.700-719. Chifley HF1379.I547

7.  Topic F: Chettyars and Chinese in the informal money 
market
  (week beginning 8 September)

Were Chettyars and Chinese money lenders usurers? 
*  Brown, R. (1993) ÔChettiar Capital and Southeast Asian 
Credit Networks in the Inter-War PeriodÕ in A. Austin and K. 
Sugihara (eds.) Local Suppliers of Credit in the Third World 
1750-1960. (London: Macmillan) pp.254-287. 

8.  Topic G: Education and economic development
  (week beginning 15 September)

How did the lack of educational facilities, or Ôinvestment in 
human capitalÕ, contribute to economic underdevelopment in 
Southeast Asia? 
*  Easterlin, R.A. (1981) ÔWhy isnÕt the Whole World 
Developed?Õ, Journal of Economic History, 41, pp.1-17. 

9.  Topic H: Industrialisation in Malaysia
  (week beginning 7 October)

Was colonial rule responsible for the low rate of 
industrialisation in Malaya ate the eve of independence?
*  Overton, J. (1994) ÔAgriculture and Industry in Colonial 
MalayaÕ in H. Brookfield et al. (eds.) Transformation with 
Industrialization in Peninsular Malaysia. (Kuala Lumpur: 
Oxford UP) pp.35-48. 

10.  Topic I: Natural resources: Oil and gas in Indonesia
  (week beginning 13 October)

What were the economic advantages and disadvantages of having 
large reserves of oil and gas in Indonesia during the past 30 
years?
*  Rigg, J. (1991) ÔNatural Resources in Southeast Asia: Oil 
and Gas Development and the Indonesian EconomyÕ in Southeast 
Asia: A Region in Transition. (London: Unwin Hyman) pp.163-
184.

11.  Topic J: Foreign investment in the Philippines and 
Thailand
  (week beginning 20 October)

Why was Thailand much more successful in attracting foreign 
investment than the Philippines since the 1960s? How did 
foreign investment contribute to economic growth in both 
countries?
*  Yoshihara, K. (1994) ÔThe Contribution of Foreign 
InvestmentÕ in The Nation and Economic Growth. The 
Philippines and Thailand. (Kuala Lumpur: Oxford UP) pp.41-64.

12.  Review of the unit, questions about reading and 
examination
  (week beginning 27 October)


8. Essays

You will submit an essay of 2,500-3,000 words. Students 
taking the unit at honours level will submit an essay of 
5,000-6,000 words. You can expand your tutorial presentation 
as your essay. Further instructions and lists with additional 
reading are available from the lecturer for that purpose. 
These lists are not complete. The listed reading is in 
English only. However, the ANU library and the Australian 
National Library contain many relevant publications in other 
languages. Students who would like to make an original 
contribution to the unit, can ask the lecturer for references 
to relevant publications in other languages.
You will have to focus your essay on the issues which are 
really relevant to answering the set questions. The best way 
to recognise such issues is by taking a comparative 
perspective. The simple question ÔWhy did something happen in 
one country and not in another?Õ, helps to designate the 
relevant issues. If you choose your own topic, you should try 
to take a comparative perspective by discussing an issue for 
two countries in Southeast Asia. 
You are welcome to define your own essay topic, according to 
your own interests, but only if essay topic and the minimum 
reading have been approved by the lecturer before Friday 19 
September. 
You may present quantitative data in tabulated or graphic 
form if it serves your argumentation. But be aware how the 
data in the tables or charts are defined and how they can be 
interpreted. You may also use relevant publications in other 
languages for the essay. For further guidelines, see the 
pamphlet Notes on the writing of essays, which can be 
obtained from the departmental administrator. Otherwise, 
consult: J. Clanchy and B. Bollard, Essay Writing for 
Students (1991), which is available in the Chifley library 
and can be purchased from the ANU Study Skills Centre or the 
Coop bookshop. Before you hand in your essay: (a) check your 
grammar, (b) do a spell-check, (c) insert page numbers. 
The essays should be placed in the essay box at the door of 
the administrator of the Department of Economic History no 
later than 9.00 AM on Wednesday 29 October. Where the essay 
is submitted after the set time, two marks (i.e. 2 of 30) 
will be deducted for each weekday or part thereof that the 
essay is late, except where an extension is granted. 
Applications for extensions should be made in advance of the 
due date and should be accompanied by a medical certificate. 
Extensions will only be granted to students whose work is 
affected by persistent illness or on compassionate grounds.

9. The unit at honours level

Apart from the longer essay, students doing the unit at 
honours level are expected to attend a special workshop. The 
main aim of the workshop is to introduce students to primary 
research materials, in particular historical statistics. A 
brief introductory session will explain the format of the 
workshop and determine the subject of the workshop. During 
the four sessions we will discuss the issue at hand and the 
available sources. Students will inventorise these sources 
and indicate how they can be used for analytical purposes. A 
separate handout on the workshop will be made available to 
students doing the unit at honours level.

10. Concise list of introductory reading

This list will help you to read more widely, and to start 
preparing your tutorial presentations or essays. The list is 
certainly not exhaustive. Entries for each country have been 
chosen to comprise the entire period covered by the unit. If 
you have specific questions about the history of the 
countries, consult: 

-  Embree, A. T. (ed.) (1988) Encyclopedia of Asian History. 
New York: Scribner (4 Vols.) Menzies and Chifley reference 
DS31.E53

1. Southeast Asia

*  Brown, I. (1997) Economic Change in South-East Asia, 
c.1830-1980. Kuala Lumpur: Oxford UP. Chifley reserve 
HC441.B75
*  Dixon, C. (1991) South-East Asia in the World Economy. 
Cambridge: Cambridge UP. Chifley reserve HC441.D59
-  Fryer, D.W. (1979) Emerging Southeast Asia: A Study in 
Growth and Stagnation. London: Philip. Chifley HC412.F75
*  Rigg, J. (1991) Southeast Asia: A Region in Transition. 
London: Unwin Hyman. Chifley reserve DS521.62.R54
-  Osborne, M. (1990) Southeast Asia: An Illustrated 
Introductory History. Sydney: Allen and Unwin. Menzies 
DS511.O75
*  Tate, D.J.M. (1979) The Making of Modern South-East Asia. 
Volume 2: The Western Impact, Economic and Social Change. 
Kuala Lumpur: Oxford UP. Chifley reserve DS511.T39

2. Burma

-  Cook, P. and M. Minogue (1993) ÔEconomic Reform and 
Political Change in Myanmar (Burma)Õ, World Development, 21, 
pp.1151-1162. Chifley 6HC10.W56
-  Fenichel, A.H. and W.G. Huff (1971) ÔThe Impact of 
Colonialism on Burmese Economic Development.Õ Centre for 
Developing-Areas Studies Occasional Paper No.7. Montreal: 
McGill University. Chifley pHC422.F4
-  Hill, H. and S. Jayasuriya (1986) An Inward Looking 
Economy in Transition: Economic Development in Burma since 
the 1960s. Singapore: ISEAS. Menzies 6DS501.I5
-  Pfanner, M.R. (1969) ÔBurmaÕ in F. Golay et al., 
Underdevelopment and Economic Nationalism in Southeast Asia. 
(Ithaca: Cornell UP) pp.203-266. Chifley HC412.U53

3. Thailand

-  Phongpaichit, P. and C. Baker (1995) Thailand: Economy and 
Politics. Kuala Lumpur: Oxford UP. Menzies 2023634 (new 
books) (In particular chapters 1-6)
-  Falkus, M. (1991) ÔThe Economic History of ThailandÕ, 
Australian Economic History Review, 31, pp.53-71. Chifley 
6HC8.A94
-  Ingram, J.C. (1971) Economic Change in Thailand 1850-1970. 
Stanford: Stanford UP. Chifley HC497.T4.I5
-  Warr, P.G. (ed.) (1993) The Thai Economy in Transition. 
(Melbourne: Cambridge UP) pp.1-80. Chifley HC445.T397

4. Indochina

-  Brocheux, P. (1994) The Mekong Delta: Ecology, Economy, 
and Revolution, 1860-1960. Madison: Center for Southeast 
Asian Studies. Menzies DS556.8.B76
-  Dacy, D.C. (1986) Foreign Aid, War, and Economic 
Development: South Vietnam, 1955-1975. Cambridge: Cambridge 
UP. Chifley HC444.D33
-  Fforde, A. and S. de Vylder (1996) From Plan to Market: 
The Economic Transition in Vietnam. Boulder: Westview Press. 
Chifley HC444.F457
-  Robequain, Ch. (1944) The Economic Development of French 
Indo-China. London: Oxford UP. Chifley HC442.R613 and Store 
Bliss OH R638
-  Tran, D.D. (1994) Vietnam: Socialist Economic Development 
1955-1992. San Francisco:ICS Press. Chifley HC444.T68

5. Malaysia and Singapore

-  Huff, W.G. (1994) The Economic Growth of Singapore: Trade 
and Development in the Twentieth Century. New York: Cambridge 
UP. Chifley HC445.8.H84
-  Jomo, K.S. (1990) Growth and Structural Change in the 
Malaysian Economy. London: Macmillan. Chifley HC445.5.J65
-  Lim Chong-Yah (1967) Economic Development of Modern 
Malaya. Kuala Lumpur: Oxford UP. Chifley HC445.5.L5

6. Indonesia

*  Booth, A. et al. (eds.) (1990) Indonesian Economic History 
in the Dutch Colonial Era. New Haven: Yale Southeast Asia 
Studies. Chifley reserve HC447.I53
-  Furnivall, J.S. (1939) Netherlands India: A Study of 
Plural Economy. Cambridge: Cambridge UP. Menzies DS634.F8
-  Hill, H. (1996) The Indonesian Economy since 1966. 
Southeast AsiaÕs Emerging Giant. Cambridge: CUP. Chifley 
HC447.H55
-  Mangkosuwondo, S. (1975) ÔIndonesiaÕ in S. Ichimura (ed.) 
The Economic Development of East and Southeast Asia. 
(Honolulu: UP of Hawaii) pp.1-58. Chifley HC412.I49
-  Paauw, D.S. (1963) ÔFrom Colonial to Guided EconomyÕ in 
R.T. McVey (ed.) Indonesia. (New Haven: Yale UP) pp.155-247. 
Menzies DS615.M3

7. Philippines

-  Boyce, J.K. (1993) The Philippines. The Political Economy 
of Growth and Impoverishment in the Marcos Era. London: 
Macmillan. Chifley HC455.B69
-  Cabalu, H. (1994) ÔThe Development Experience of the 
Philippines: A Case of What Not to Do.Õ Research School of 
Pacific Studies, Economics Division Working Paper Southeast 
Asia No.94/2. Canberra: ANU. Chifley 6HC10.E327
-  Golay, F. (1969) ÔThe PhilippinesÕ in F. Golay et al., 
Underdevelopment and Economic Nationalism in Southeast Asia. 
(Ithaca: Cornell UP) pp.21-110. Chifley HC412.U53
-  Valdenenas, V.B. and G.M. Bautista (1977) The Emergence of 
the Philippine Economy. Manila: Papyrus Press. Chifley 
HC453.V34

Who is the lecturer?

I studied history and development economics and worked at the 
University of Groningen (1986-90) in the Netherlands, where I 
obtained my doctorate. I also worked at the National 
Institute of Economic and Social Research in London and at 
the Research School of Pacific Studies at the ANU.
Since the publication of a book on the Marshall Plan and 
Dutch postwar economic recovery in 1987, I published on 
various aspects of the economic history of Indonesia. A 
version of my doctoral thesis on agricultural development in 
Indonesia was last year published by Macmillan. My research 
interests include agricultural development and economic 
growth in Southeast Asia. 
I am presently involved in two research projects. One 
involves the collection of historical economic statistics in 
Southeast Asia. The second project concerns the history of 
IndonesiaÕs soils, in particular the question whether and to 
what extent more than 50 years of agricultural land use has 
impinged on the productive capacity of land and may decrease 
food supply in Indonesia in the near future. 
If you have any questions about or problems with the unit, do 
not hesitate to contact me. My office hours are announced on 
my door, but you can always send me an email (my address is 
on p.1) or leave a telephone message on my voicemail 
recorder.

Good luck!